<div dir="ltr"><a href="http://www.jdsupra.com/legalnews/eu-u-s-privacy-shield-framework-text-95548/">http://www.jdsupra.com/legalnews/eu-u-s-privacy-shield-framework-text-95548/</a><br><p>
The European Commission (EC) has <a href="http://www.ec.europa.eu/justice/newsroom/data-protection/news/160229_en.htm" target="_blank">released</a>
details of the EU-U.S. Privacy Shield, a new framework under which
personal data may be transferred from the European Union (EU) to the
United States. The Privacy Shield replaces the Safe Harbor framework,
which was <a href="http://www.ballardspahr.com/alertspublications/legalalerts/2015-10-07-court-of-justice-of-the-european-union-invalidates-us-safe-harbor-framework.aspx" target="_blank">invalidated</a>
by the Court of Justice of the European Union in October 2015. To join
the Privacy Shield framework, U.S. companies must self-certify that they
are compliant with a set of privacy principles. These principles are
more granular than the principles set forth in the Safe Harbor and, for
many companies, will require significant work to ensure compliance.</p>
<p>
Under the Privacy Shield, participating U.S. companies must provide a
detailed disclosure of their collection and use of information collected
from individuals, including:</p>
<ul><li>
The purposes for which personal information is disclosed to third parties</li><li>
The right of individuals to access their personal data</li><li>
The independent dispute resolution body designated to address complaints</li><li>
The fact that the company is subject to the investigatory and
enforcement powers of the FTC or any other U.S. authorized statutory
body</li><li>
The fact that the company is required to disclose personal information
in response to lawful requests by public authorities and the company's
liability in cases of onward transfers to third parties</li><li>
The possibility for individuals to invoke binding arbitration.</li></ul>
<p>
If requested in the course of a regulatory investigation, U.S.
companies will be required to make available their records on the
implementation and compliance with Privacy Shield requirements. U.S.
companies transferring data to a third-party processor must have
contracts in place that protect personal data of EU citizens. The
Privacy Shield also includes provisions to ensure continuity of privacy
protections in the event of a corporate merger or takeover.</p>
<p>
In addition to being more granular than the Safe Harbor, the Privacy
Shield includes increased mechanisms for ensuring compliance. More
specifically:</p>
<ul><li>
Under the Privacy Shield, companies are obligated to respond to
individuals’ complaints within 45 days and to comply with advice from
the relevant EU data protection authorities (DPAs)</li><li>
Companies must also provide free-of-charge alternative dispute resolution mechanism for resolving individuals' complaints</li><li>
The Federal Trade Commission (FTC) will make enforcement of the
Privacy Shield a high priority and will enforce violations of the
Privacy Shield requirements as an "unfair or deceptive act or practice"
under Section 5 of the FTC Act</li><li>
The Department of Commerce (DOC) will monitor false claims regarding
participation in the Privacy Shield and issue warnings and other
corrective actions, including pursuing legal recourse and referring
matters to the FTC, Department of Transportation, or other enforcement
agencies;</li><li>
DOC will conduct periodic compliance reviews and assessments of the Privacy Shield program</li><li>
DOC will establish a dedicated contact for EU DPA complaints, and must respond to such complaints within 90 days</li><li>
DOC will also establish an arbitration mechanism to be conducted by a
Privacy Shield Panel whose decisions will be binding against certified
companies</li><li>
DOC, FTC, and other agencies will hold annual meetings with the European Commission and DPAs to discuss the Privacy Shield</li><li>
The Department of State will appoint an independent ombudsman to
address complaints and inquiries regarding any access of personal data
for national security purposes.</li></ul>
<p>
Before it goes into effect, the Privacy Shield will need to be approved
by the Article 29 Working party (expected to occur in mid-April) and by
the EU College of Commissioners, which will likely not occur until at
least summer of 2016. Companies that transfer personal information from
the EU to the United States and intend to use the Privacy Shield should
consider taking steps now to comply with the framework, as such steps
may require significant work. One such step is amending existing privacy
policies to comply with the enhanced notice requirement. In addition,
companies that do not have written policies and procedures that could be
used to attest compliance with the Privacy Shield principles should
consider drafting such policies now, or amending existing policies.</p><br>
</div>